Represented emerging music industry issuer in Series A-1 Preferred Stock private placement financing.

Represented celebrity clients in connection with investments in early-round financing of start-up and operating companies in technology, cannabis, music, and social media industries.

Represented clients in connection with submissions to FINRA resulting in FINRA closing a filing deficiency investigation of an OTC Markets company.

Represented investment fund in connection with a private placement.

Represented underwriter of a China-based company in connection with a US public offering.

Represented family members making investments in a real estate investment fund, including the negation of side letter offering clients terms more advantageous than those being granted to other fund investors.

Representing CBD manufacturer and distributor in SEC Regulation A Tier 2 (Up to $50 Million) Offering of preferred stock.

Represent fintech issuer in Series A Preferred Stock private placement financing.

Represent emerging music industry issuer in Series A Preferred Stock private placement financing.

Represented public company in successfully appealing OTC Markets ruling on trading restrictions.

Represented music industry executive in sale of management business to major music-industry company, and employment agreement for executive’s future services.

Representing education services company in international and domestic financing in seed financing.

Represented client in removal of trading restrictions with respect to investment securities in a publicly traded, former “shell” corporation.